Simon Riveles, Esq.

Simon represents alternative investment funds, including hedge, private equity and venture capital funds and their sponsors, managers and investors in a broad range of matters relating to their structuring, formation, corporate governance, operations and regulatory compliance. His clients include SEC and state registered investment advisers, commodity pool operators, broker dealers, and managers based in foreign jurisdictions. Simon is also counsel to a wide range of companies, advisors, funds and issuers in the cryptocurrency space.

Having launched in excess of 300 funds since 2011, he represents funds pursuing a diverse range of liquid and illiquid strategies including cryptocurrency/digital asset, global macro, real estate, micro-cap, forex, futures, statistical arbitrage, multi-strategy, emerging market, sector focused, volatility arbitrage, fixed income, cash advance, real estate tax lien, distressed company, as well as start-up company investments. Simon has broad experience representing issuers in private public offerings under Reg. D and Reg. A including initial coin offerings and other pre-sale token allocations. Simon also advises as to issues related to fund advertising and general solicitation, preparation of policies and procedures manuals, response to SEC and CFTC audits and general corporate and securities matters and routinely advises on legal issues arising under the Investment Advisers Act, the Investment Company Act, the Securities Act, the Securities Exchange Act, the Commodity Exchange Act and the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Education

UNIVERSITY OF CONNECTICUT LAW SCHOOL
JURIS DOCTOR (J.D.), HONORS
KALAMAZOO COLLEGE
BACHELOR OF ARTS